YU JIN KIM, CFA – Chief Compliance Officer
Yu Jin Kim oversees the compliance program at Toews Asset Management, ensuring adherence to regulatory standards and best practices. Since joining the firm in May 2021, Yu Jin has been instrumental in enhancing compliance frameworks and processes.
Before his current role, Yu Jin served as Compliance Manager at Penn Mutual Asset Management, where he managed compliance initiatives for investment activities. Prior to that, he was a Senior Compliance Analyst at Penn Mutual Life Insurance Company and its affiliate, Hornor, Townsend & Kent. Earlier in his career, Yu Jin gained extensive experience as a Registered Principal at MetLife Broker-Dealer Services.
Yu Jin holds a Bachelor of Science in Computer and Information Science from the University of Maryland Global Campus and a Master of Business Administration from Drexel University. He is a CFA charterholder and maintains FINRA Series 7, 24, and 66 licenses.